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Beyond Semantic Understanding: Preserving Collaborative Frequency Components in LLM-based Recommendation

arXiv.org Artificial Intelligence

Recommender systems in concert with Large Language Models (LLMs) present promising avenues for generating semantically-informed recommendations. However, LLM-based recommenders exhibit a tendency to overemphasize semantic correlations within users' interaction history. When taking pretrained collaborative ID embeddings as input, LLM-based recommenders progressively weaken the inherent collaborative signals as the embeddings propagate through LLM backbones layer by layer, as opposed to traditional Transformer-based sequential models in which collaborative signals are typically preserved or even enhanced for state-of-the-art performance. To address this limitation, we introduce FreLLM4Rec, an approach designed to balance semantic and collaborative information from a spectral perspective. Item embeddings that incorporate both semantic and collaborative information are first purified using a Global Graph Low-Pass Filter (G-LPF) to preliminarily remove irrelevant high-frequency noise. Temporal Frequency Modulation (TFM) then actively preserves collaborative signal layer by layer. Note that the collaborative preservation capability of TFM is theoretically guaranteed by establishing a connection between the optimal but hard-to-implement local graph fourier filters and the suboptimal yet computationally efficient frequency-domain filters. Extensive experiments on four benchmark datasets demonstrate that FreLLM4Rec successfully mitigates collaborative signal attenuation and achieves competitive performance, with improvements of up to 8.00\% in NDCG@10 over the best baseline. Our findings provide insights into how LLMs process collaborative information and offer a principled approach for improving LLM-based recommendation systems.


Beyond Single Labels: Improving Conversational Recommendation through LLM-Powered Data Augmentation

arXiv.org Artificial Intelligence

Conversational recommender systems (CRSs) enhance recommendation quality by engaging users in multi-turn dialogues, capturing nuanced preferences through natural language interactions. However, these systems often face the false negative issue, where items that a user might like are incorrectly labeled as negative during training, leading to suboptimal recommendations.Expanding the label set through data augmentation presents an intuitive solution but faces the challenge of balancing two key aspects: ensuring semantic relevance and preserving the collaborative information inherent in CRS datasets. To address these issues, we propose a novel data augmentation framework that first leverages an LLM-based semantic retriever to identify diverse and semantically relevant items, which are then filtered by a relevance scorer to remove noisy candidates. Building on this, we introduce a two-stage training strategy balancing semantic relevance and collaborative information. Extensive experiments on two benchmark datasets and user simulators demonstrate significant and consistent performance improvements across various recommenders, highlighting the effectiveness of our approach in advancing CRS performance.


Retrieval Augmented Generation with Collaborative Filtering for Personalized Text Generation

arXiv.org Artificial Intelligence

Recently, the personalization of Large Language Models (LLMs) to generate content that aligns with individual user preferences has garnered widespread attention. Personalized Retrieval-Augmented Generation (RAG), which retrieves relevant documents from the user's history to reflect their preferences and enhance LLM generation, is one commonly used approach for personalization. However, existing personalized RAG methods do not consider that the histories of similar users can also assist in personalized generation for the current user, meaning that collaborative information between users can also benefit personalized generation. Inspired by the application of collaborative filtering in recommender systems, we propose a method called CFRAG, which adapts Collaborative Filtering to RAG for personalized text generation. However, this presents two challenges: (1)~how to incorporate collaborative information without explicit user similarity labels? (2)~how to retrieve documents that support personalized LLM generation? For Challenge 1, we use contrastive learning to train user embeddings to retrieve similar users and introduce collaborative information. For Challenge 2, we design a personalized retriever and reranker to retrieve the top-$k$ documents from these users' histories. We take into account the user's preference during retrieval and reranking. Then we leverage feedback from the LLM to fine-tune the personalized retriever and reranker, enabling them to retrieve documents that meet the personalized generation needs of the LLM. Experimental results on the Language Model Personalization (LaMP) benchmark validate the effectiveness of CFRAG. Further analysis confirms the importance of incorporating collaborative information.


Harmonizing Large Language Models with Collaborative Behavioral Signals for Conversational Recommendation

arXiv.org Artificial Intelligence

Conversational recommendation frameworks have gained prominence as a dynamic paradigm for delivering personalized suggestions via interactive dialogues. The incorporation of advanced language understanding techniques has substantially improved the dialogue fluency of such systems. However, while modern language models demonstrate strong proficiency in interpreting user preferences articulated through natural conversation, they frequently encounter challenges in effectively utilizing collective behavioral patterns - a crucial element for generating relevant suggestions. To mitigate this limitation, this work presents a novel probabilistic framework that synergizes behavioral patterns with conversational interactions through latent preference modeling. The proposed method establishes a dual-channel alignment mechanism where implicit preference representations learned from collective user interactions serve as a connecting mechanism between behavioral data and linguistic expressions. Specifically, the framework first derives latent preference representations through established collaborative filtering techniques, then employs these representations to jointly refine both the linguistic preference expressions and behavioral patterns through an adaptive fusion process. Comprehensive evaluations across multiple benchmark datasets demonstrate the superior performance of the proposed approach compared to various state-of-the-art baseline methods, particularly in aligning conversational interactions with collaborative behavioral signals.


Knowledge is Power: Harnessing Large Language Models for Enhanced Cognitive Diagnosis

arXiv.org Artificial Intelligence

Cognitive Diagnosis Models (CDMs) are designed to assess students' cognitive states by analyzing their performance across a series of exercises. However, existing CDMs often struggle with diagnosing infrequent students and exercises due to a lack of rich prior knowledge. With the advancement in large language models (LLMs), which possess extensive domain knowledge, their integration into cognitive diagnosis presents a promising opportunity. Despite this potential, integrating LLMs with CDMs poses significant challenges. LLMs are not well-suited for capturing the fine-grained collaborative interactions between students and exercises, and the disparity between the semantic space of LLMs and the behavioral space of CDMs hinders effective integration. To address these issues, we propose a novel Knowledge-enhanced Cognitive Diagnosis (KCD) framework, which is a model-agnostic framework utilizing LLMs to enhance CDMs and compatible with various CDM architectures. The KCD framework operates in two stages: LLM Diagnosis and Cognitive Level Alignment. In the LLM Diagnosis stage, both students and exercises are diagnosed to achieve comprehensive and detailed modeling. In the Cognitive Level Alignment stage, we bridge the gap between the CDMs' behavioral space and the LLMs' semantic space using contrastive learning and mask-reconstruction approaches. Experiments on several real-world datasets demonstrate the effectiveness of our proposed framework.


DisCo: Graph-Based Disentangled Contrastive Learning for Cold-Start Cross-Domain Recommendation

arXiv.org Artificial Intelligence

Recommender systems are widely used in various real-world applications, but they often encounter the persistent challenge of the user cold-start problem. Cross-domain recommendation (CDR), which leverages user interactions from one domain to improve prediction performance in another, has emerged as a promising solution. However, users with similar preferences in the source domain may exhibit different interests in the target domain. Therefore, directly transferring embeddings may introduce irrelevant source-domain collaborative information. In this paper, we propose a novel graph-based disentangled contrastive learning framework to capture fine-grained user intent and filter out irrelevant collaborative information, thereby avoiding negative transfer. Specifically, for each domain, we use a multi-channel graph encoder to capture diverse user intents. We then construct the affinity graph in the embedding space and perform multi-step random walks to capture high-order user similarity relationships. Treating one domain as the target, we propose a disentangled intent-wise contrastive learning approach, guided by user similarity, to refine the bridging of user intents across domains. Extensive experiments on four benchmark CDR datasets demonstrate that DisCo consistently outperforms existing state-of-the-art baselines, thereby validating the effectiveness of both DisCo and its components.


HARec: Hyperbolic Graph-LLM Alignment for Exploration and Exploitation in Recommender Systems

arXiv.org Artificial Intelligence

Modern recommendation systems often create information cocoons, limiting users' exposure to diverse content. To enhance user experience, a crucial challenge is developing systems that can balance content exploration and exploitation, allowing users to adjust their recommendation preferences. Intuitively, this balance can be achieved through a tree-structured representation, where depth search facilitates exploitation and breadth search enables exploration. However, current works face two challenges to achieve this target: (1) Euclidean methods fail to fully capture hierarchical structures and lack flexibility in balancing exploration-exploitation, while (2) hyperbolic approaches, despite better hierarchical modeling, suffer from insufficient semantic alignment due to their reliance on Euclidean text encoders. To address these challenges, we propose HARec, a hyperbolic representation learning framework that jointly aligns user-item collaborative information with textual descriptions in hyperbolic space. Our framework introduces two key technique novelty: (1) a hierarchical-aware graph-llm alignment mechanism that enables better hierarchical representation, and (2) a hyperbolic hierarchical tree structure that facilitates user-adjustable exploration-exploitation trade-offs. Extensive experiments demonstrate that HARec consistently outperforms both Euclidean and hyperbolic baselines, achieving up to 5.49% improvement in utility metrics and 11.39% increase in diversity metrics.


Laser: Parameter-Efficient LLM Bi-Tuning for Sequential Recommendation with Collaborative Information

arXiv.org Artificial Intelligence

Sequential recommender systems are essential for discerning user preferences from historical interactions and facilitating targeted recommendations. Recent innovations employing Large Language Models (LLMs) have advanced the field by encoding item semantics, yet they often necessitate substantial parameter tuning and are resource-demanding. Moreover, these works fails to consider the diverse characteristics of different types of users and thus diminishes the recommendation accuracy. In this paper, we propose a parameter-efficient Large Language Model Bi-Tuning framework for sequential recommendation with collaborative information (Laser). Specifically, Bi-Tuning works by inserting trainable virtual tokens at both the prefix and suffix of the input sequence and freezing the LLM parameters, thus optimizing the LLM for the sequential recommendation. In our Laser, the prefix is utilized to incorporate user-item collaborative information and adapt the LLM to the recommendation task, while the suffix converts the output embeddings of the LLM from the language space to the recommendation space for the follow-up item recommendation. Furthermore, to capture the characteristics of different types of users when integrating the collaborative information via the prefix, we introduce M-Former, a lightweight MoE-based querying transformer that uses a set of query experts to integrate diverse user-specific collaborative information encoded by frozen ID-based sequential recommender systems, significantly improving the accuracy of recommendations. Extensive experiments on real-world datasets demonstrate that Laser can parameter-efficiently adapt LLMs to effective recommender systems, significantly outperforming state-of-the-art methods.


CoRA: Collaborative Information Perception by Large Language Model's Weights for Recommendation

arXiv.org Artificial Intelligence

Involving collaborative information in Large Language Models (LLMs) is a promising technique for adapting LLMs for recommendation. Existing methods achieve this by concatenating collaborative features with text tokens into a unified sequence input and then fine-tuning to align these features with LLM's input space. Although effective, in this work, we identify two limitations when adapting LLMs to recommendation tasks, which hinder the integration of general knowledge and collaborative information, resulting in sub-optimal recommendation performance. (1) Fine-tuning LLM with recommendation data can undermine its inherent world knowledge and fundamental competencies, which are crucial for interpreting and inferring recommendation text. (2) Incorporating collaborative features into textual prompts disrupts the semantics of the original prompts, preventing LLM from generating appropriate outputs. In this paper, we propose a new paradigm, CoRA (an acronym for Collaborative LoRA), with a collaborative weights generator. Rather than input space alignment, this method aligns collaborative information with LLM's parameter space, representing them as incremental weights to update LLM's output. This way, LLM perceives collaborative information without altering its general knowledge and text inference capabilities. Specifically, we employ a collaborative filtering model to extract user and item embeddings, converting them into collaborative weights with low-rank properties through the collaborative weights generator. We then merge the collaborative weights into LLM's weights, enabling LLM to perceive the collaborative signals and generate personalized recommendations without fine-tuning or extra collaborative tokens in prompts. Extensive experiments confirm that CoRA effectively integrates collaborative information into LLM, enhancing recommendation performance.


CADC: Encoding User-Item Interactions for Compressing Recommendation Model Training Data

arXiv.org Artificial Intelligence

Deep learning recommendation models (DLRMs) are at the heart of the current e-commerce industry. However, the amount of training data used to train these large models is growing exponentially, leading to substantial training hurdles. The training dataset contains two primary types of information: content-based information (features of users and items) and collaborative information (interactions between users and items). One approach to reduce the training dataset is to remove user-item interactions. But that significantly diminishes collaborative information, which is crucial for maintaining accuracy due to its inclusion of interaction histories. This loss profoundly impacts DLRM performance. This paper makes an important observation that if one can capture the user-item interaction history to enrich the user and item embeddings, then the interaction history can be compressed without losing model accuracy. Thus, this work, Collaborative Aware Data Compression (CADC), takes a two-step approach to training dataset compression. In the first step, we use matrix factorization of the user-item interaction matrix to create a novel embedding representation for both the users and items. Once the user and item embeddings are enriched by the interaction history information the approach then applies uniform random sampling of the training dataset to drastically reduce the training dataset size while minimizing model accuracy drop. The source code of CADC is available at \href{https://anonymous.4open.science/r/DSS-RM-8C1D/README.md}{https://anonymous.4open.science/r/DSS-RM-8C1D/README.md}.